Majority of prop trading firms obliged to join FINRA under …
Aug 24, 2023 · The Securities and Exchange Commission (SEC) has moved to expand the remit of national securities associations such as the Financial Industry Regulatory Authority (FINRA) to cover previously exempt proprietary trading firms.
Home - The TRADE
The TRADE sits down with Will Fenna, retail broker & digital wealth lead for equity markets, London Stock Exchange Group (LSEG) to unpack the potential for increased retail participation, which asset classes are front of mind as development continues, and how the Group is working to facilitate increased access for the end user.
Leaders in Trading 2024 Archives - The TRADE
Nov 8, 2024 · Over 150 industry participants are set to attend The TRADE’s inaugural Leaders in Trading New York ceremony at Chelsea Piers tonight.
Fireside Friday with… Northern Trust’s Amy Thorne - The TRADE
Nov 1, 2024 · The TRADE sits down with the head of integrated trading solutions for EMEA at Northern Trust, Amy Thorne, to explore what is driving change in the outsourced trading sphere, the ever-relevant T+1 debate, asset class diversification, and the evolving provider landscape.
The collapse of Archegos Capital Management
Jul 16, 2021 · As the fallout of the collapse of Archegos Capital sent shockwaves across the global community, Hayley McDowell examines this tale of winners and losers as questions about the future of prime brokerage are brought to the fore.
A look into the centrally cleared future - The TRADE
Dec 5, 2024 · The Securities and Exchange Commission (SEC) is in the process of introducing noteworthy rule changes to the clearing of fixed income securities, a development which is set to reshape the landscape for fixed income trading.
The prime brokerage pie is growing, which means bigger slices for ...
Oct 18, 2024 · The prime brokerage industry is back to its best. After a few turbulent years stemming from market volatility, rising interest rates, geopolitical turmoil, inflation, soaring energy prices, client performance, fee pressures, a mini banking crisis, looming regulation, constant tweaking of risk models, rising client complexities and …
FIS acquires post-trade platform Torstone Technology
Feb 27, 2024 · Fintech giant FIS has acquired SaaS post-trade platform Torstone Technology, according to multiple sources close to the matter. The deal will further bolster FIS’ capital markets technology offering, having acquired SunGard in a major deal back in 2015.
Leaders in Trading 2024 - The TRADE
7 November 2024: Join The TRADE on 7 November for Europe’s most popular awards event for traders, recognising the finest trading talent at asset managers, hedge funds, banks, brokers, exchanges and technology vendors.
The TRADE announces Leaders in Trading 2024 award winners
Nov 8, 2024 · The TRADE is delighted to announce the winners of this year’s Leaders in Trading awards, with the recipients honoured at a ceremony held last night at The Savoy, London.