Series 7 – General Securities Representative Exam - FINRA.org
The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a …
In order to obtain registration as a General Securities Representative, candidates must pass both the Series 7 exam and a general knowledge co-requisite, the Securities Industry Essentials …
The Series 7 Examination is designed to assess the competency of entry-level General Securities Representatives. It is intended to safeguard the investing public by helping to ensure that …
Schedule an Exam - FINRA.org
The Securities Industry Essentials (SIE) exam is available for online test delivery to any candidates with open enrollment windows. Candidates can schedule an online appointment for …
Qualification Exams | FINRA.org
Effective Oct. 27, 2025, FINRA will reduce the number of unscored (pretest) questions delivered to candidates on the Securities Industry Essentials (SIE), Series 7 - General Securities …
Enroll for an Exam - FINRA.org
To enroll for the appropriate exam, find it below and click the Enroll button for that group. You will automatically be directed to the correct enrollment process for that exam.
Qualification Exam FAQ - FINRA.org
The following FAQ on FINRA.org pertain to Qualification Exams: Frequently Asked Questions Regarding Qualification Exams Frequently Asked Questions Regarding Qualification and …
Reschedule or Cancel Your Appointment - FINRA.org
If you need to reschedule or cancel your qualification exam appointment, please contact Prometric at (800) 578-6273. For all additional assistance, please contact the FINRA Support Center at …
Prepare for Your Online Test Appointment - FINRA.org
FINRA offers online delivery of select qualification exams. Available exams include the Securities Industry Essentials (SIE), Series 6 and Series 7; and the National Futures Association (NFA) …
SIE Exam and Exam Restructuring Frequently Asked Questions (FAQ)
To become a registered representative, you must pass both the SIE and the Series 7 exam. The order in which you pass the exams does not matter as long as you pass both exams.