Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...

Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.

Wedmont Private Capital acquired a new position in US Foods Holding Corp. (NYSE:USFD – Free Report) during the fourth quarter, according to the company in its most recent disclosure with the ...

Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...

Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...

Fifth Third Wealth Advisors LLC purchased a new position in Expedia Group, Inc. (NASDAQ:EXPE – Free Report) in the 4th quarter, according to the company in its most recent filing with the Securities ...

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.

Company failed to supervise certain registered persons and to disclose potential tax consequences to hundreds of thousands of investors cited in sett ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...

Investors are appraising Trump policies' likely impact on stocks on the last trading day before the inauguration.