Bitcoin spot ETF issuer ProShares has submitted filings with the US Securities and Exchange Commission (SEC) for a series of ...
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
On January 15, 2025, the SEC formally filed an appeal with the Second Circuit Court to overturn Judge Analisa Torres' July ...
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...
The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the booming crypto asset sec ...
A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...
The United States Securities and Exchange Commission has sued Elon Musk, arguing that his purchase of Twitter shares in 2022 was carried out with violations, the regulator said in a filing published ...
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...