Investopedia / Michela Buttignol Rule 10b5-1 is a Securities and Exchange Commission (SEC) regulation that allows insiders of public companies to set up a trading plan for selling stocks they own.

Issued last spring on a 3–2 party-line vote, the SEC’s climate-disclosure rule—Democratic Chair Gary Gensler’s signature measure—is something else altogether. It is “the culmination,” observed ...

The SEC said A.M. Best and Demotech "engaged in significant efforts" to comply with the requirements and cooperated with the investigation.Moody's, S&P Global Ratings, Fitch Ratings, and HR ...

The firms admitted to the facts in the SEC orders, which said they violated recordkeeping provisions of federal securities laws, the SEC said. For example, Moody’s Ratings Employees ...

Delinquent and noncompliant companies registered with the Securities and Exchange Commission (SEC) now have a chance to turn their status around, by paying significantly lower fees under the ...

MANILA, Philippines — The Securities and Exchange Commission (SEC) is looking at incentives to entice corporations to comply with reportorial requirements. After the successful implementation of ...

Week one of the college football season is behind us and several SEC teams had notable games this week. The Georgia Bulldogs and Vanderbilt Commodores earned big victories, while Texas A&M and LSU ...

The Securities and Exchange Commission (SEC) is implementing a program that will allow corporations which failed to submit their annual reports on time to reclaim their good standing status.

The SEC has a 60-day window from the judge's August 7 decision to file an appeal. With over a decade of crypto coverage, Cryptonews delivers authoritative insights you can rely on. Our veteran team of ...

The Securities and Exchange Commission (SEC) is offering incentives to encourage delinquent corporations to comply with reportorial requirements. The SEC said Monday it issued the Enhanced Compliance ...

The Georgia Bulldogs and the Vanderbilt Commodores carried the banner for the SEC in Week 1 of the 2024 college football season. Georgia and Vanderbilt both picked up wins over Power Four opponents ...

Week 1 of the 2024 season is in the books, for the SEC at least, and it was an overall shaky debut for one of the nation's premiere conferences. Though plenty of the 16 schools beat up on lesser ...