Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Their misstep led to them being charged with not telling investors about the changes that were made, according to CNN.
The charges are over misleading statements related to capital gains distributions and tax consequences for retail investors ...
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.