Bitcoin spot ETF issuer ProShares has submitted filings with the US Securities and Exchange Commission (SEC) for a series of ...
The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...
A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it ...
The US Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of Twitter stock in a timely manner in early 2022, before buying the social ...
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...
A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...
LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...
On January 15, 2025, the SEC formally filed an appeal with the Second Circuit Court to overturn Judge Analisa Torres' July ...
The Securities and Exchange Commission sued Tesla CEO Elon Musk for allegedly delaying a disclosure of a stake in ...
Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S.